SEBI Compliance
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Listed companies and market intermediaries must comply with a web of SEBI regulations to ensure transparency, protect investors, and maintain market integrity. Tax Ustaad structures SEBI compliance into clear modules—disclosures, board governance, insider trading, takeovers, and capital-raising—to keep your entity in full regulatory alignment
What Is SEBI Compliance?
SEBI compliance refers to adherence to the regulations and guidelines set by the Securities and Exchange Board of India (SEBI) for listed companies, market intermediaries, and other entities operating in the securities market. At Tax Ustaad, we guide clients through:
- Continuous Disclosure Obligations: Regular filing of financial results, shareholding patterns, and material events
- Board & Committee Governance: Ensuring proper board composition and functioning of key committees
- Insider Trading Regulations: Maintaining insider lists and ensuring code compliance
- Takeover Regulations: Compliance with open offer requirements and disclosures
Key Compliance Areas
Tax Ustaad helps you navigate the complex landscape of SEBI compliance through:
- LODR (Listing Obligations and Disclosure Requirements) compliance
- PIT (Prohibition of Insider Trading) regulations adherence
- Takeover Regulations compliance for substantial acquisitions
- ICDR (Issue of Capital and Disclosure Requirements) for fundraising
- RTA (Registrar and Transfer Agent) obligations management
Tax Ustaad's SEBI Compliance Framework
| Compliance Area | Key Requirements |
|---|---|
| Continuous Disclosures | Quarterly financial results, shareholding pattern, corporate governance report |
| Board Governance | Board composition, audit committee, nomination & remuneration committee |
| Insider Trading | Insider list maintenance, pre-clearance process, quarterly disclosures |
| Takeover Compliance | Open offer triggers, PAS-4 filings, disclosure requirements |
| Capital Raising | Prospectus filing, minimum promoter contribution, rights issue procedures |
Why To Choose Tax Ustaad for SEBI Compliance?
- SEBI compliance mapping and risk assessment
- Preparation and e-filing of all LODR, PIT, Takeover, ICDR, and RTA forms
- Drafting board and committee resolutions, minutes, and policies
- Insider-trading code creation and implementation
- Open-offer advisory and prospectus drafting
- Quarterly secretarial audits and mock inspections
Navigate SEBI's complex compliance landscape with confidence. Tax Ustaad's CA, CMA, and CS-qualified experts deliver turnkey solutions that keep your listing, capital-raising, and market intermediary obligations fully met—on time, every time.
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